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in instances where the individual's conduct may be violative of some local criminal statute or even the Code and regardless of whether the serviceman is in a duty status or on liberty. Additionally, Article 31 gives the serviceman the right to refuse to make a statement as to actions which may be within the line of duty. However, it cannot be argued that the mere fact that the individual may refuse to speak changes the nature of his activities from being in the line of duty to something else. Accordingly, it is considered that the Court's interpretation of the term "in the line of duty" is erroneous.

It is apparent that the vast majority of federal courts have recognized by their rejection of the rationale expressed in United States v. Levin 103 that the scope of 18 U.S.C. 1001 cannot be measured by the obligation or lack thereof on the part of interested parties. The Court of Military Appeals should do likewise with respect to Article 107. Although the protections afforded an individual must be vigorously guarded, the interests of the Government are also a matter of major concern and must be served to the greatest extent possible without infringing upon the rights of the individual. An optimum balance of interests and rights must be struck. This can be accomplished by an adoption of the principle that an administrative proceeding based upon a lawful statute or military regulation is an official governmental function as to all interested parties and all statements made therein are equally official for the purposes of Article 107. From this general principle an exception can then be created as to statements made during criminal investigation or proceedings held primarily with a view toward criminal detection and prosecution. Statements obtained in these circumstances could easily be excluded from the purview of Article 107 and this would retain the underlying concept of the Court's dicta in Aronson 104 and its decision in United States v. Washington,105 without creating barriers in the taking of appropriate action when false statements are made in other administrative proceedings.

Naturally, there would be instances wherein a so-called administrative inquiry might develop facets of a criminal investigation. However, that particular situation could be resolved upon the facts developed at trial, just as military courts must determine the admissibility of confessions or the sanity of an accused. Should a court-martial decide that a statement was made

103. Supra note 17. 104. Supra note 15. 105. Supra note 22.

under circumstances amounting to criminal investigation, it would be required to dismiss the action on motion or return a finding of not guilty as to any Article 107 charge. On the other hand, if a determination was reached that the action was basically an administrative inquiry without a criminal investigative purpose, a conviction for violation of Article 107 would be appropriate, even if the inquiry might have resulted in the discovery of some evidence of criminal conduct by an interested party. Of course, any such finding would be subject to appellate review to the same extent as any other judicial determination.

The results engendered by the adoption of this approach to Article 107, as opposed to those produced by present judicial interpretation, would be manifold and extremely desirable. It would eliminate the current uncertainty concerning the scope of Article 107, and at the same time, establish definite guidelines as to the applicability of the Article for those involved in the administration of military justice. It would also bring the Court of Military Appeals decisions into line with the current thinking of federal courts toward 18 U.S.C. 1001, the civil equivalent of the Code provision. Finally, it would eliminate any question as to the Government's right to take appropriate disciplinary action in instances in which necessary administrative proceedings are perverted by false information, but it would continue to protect individual servicemen from the threat of inquisitorial criminal investigation. This, in turn, would result in obvious advantages to the Government, such as more effective and accurate administrative determinations with resulting savings in time, effort and money. In view of the current status of military law concerning Article 107, the only existing protection of the Government's interest in administrative matters in general rests entirely upon the fortuity that those personnel conducting administrative inquiries will not only have the legal right to administer oaths in the performance of their duties but also the foresight to do so when obtaining statements. This is an unfortunate situation and one which is considered to be entirely unnecessary. However, unless the Court of Military Appeals takes the initiative in reassessing its position as to Article 107 those concerned with the administration of military justice must, perforce, continue to view that Article with doubt and uncertainty, solely as the result of dicta in the decision in United States v. Aronson. 106

106. Supra note 15.

RISK OF COLLISION

47

(Continued from page 144) tion usually indicates a change in direction of the approaching vessel's head and course, however, it is of little value in estimating "risk of collision", unless the relative positions of these lights are already known. Of course, the proper use and interpretation of shipboard radar would be an invaluable indicator in estimating the point at which vessels have approached each other so as to involve "risk of collision". These are but a few of the known indicators that may be helpful to the mariner in determining the point at which "risk of collision" becomes applicable to his vessel. However, it is not intended here to cover all possible methods which may indicate "risk of collision". This is because of the difficulty of defining “risk of collision", and the decisions of the admiralty courts referred to herein should leave no doubt in any mariner's mind that the sum total of all of the navigational facts and circumstances, in any given situation, must be fully considered before any proper determination can be made as to when vessels are so involved with each other as to present the "risk of collision".

However, in interpreting "risk of collision", in any given situation, the admiralty courts have developed a stark corollary to assist them in determining whether the "risk" was present. The corollary was first announced in this country in the MILWAUKEE case.48 There the court stated:

That the two vessels were meeting-end on, or nearly end on-so as to involve risk of collision, is clear from the evident understanding on the part of each at the time, else why the signals and the maneuvers by each? *** The fact that each gave a signal intended to be given only in case of risk of collision, and, that each changed her course with intent to avoid a collision, makes it clear that in the judgment of each there was such a risk *** But independently of this the idea that there was no risk of collision is fully exploded by the fact that there was a collision."

This corollary was also succinctly stated by the Supreme Court of the United States in another early case when the Court said:

The fact that the vessels did collide explodes the theory that there was no risk of collision, and, besides, why

47. For a further discussion of this statement see the following articles; Wylie, Interpretation and Behaviour in Using Radar at Sea, Jour. Inst. Nav., Jan. 1965, p. 27; Wylie, Marine Radar Development and the User, Jour. Inst. Nav., Apr. 1964, p. 187; Oudet, FORUM: The Use of Radar, A Practical Suggestion, Jour. Inst. Nav., Jan 1964, p. 88.

48. Supra note 21.

49. Id. at 431.

did the mate port his helm if in his judgment there was no risk to it? He says this was done as soon as he saw the schooner. If so, he believed at the time that they might collide, and the possibility of it (colliding) is all that is required to charge the steamer, unless she can establish that she was without fault." In a later case, another court stated the corollary thusly:

Risk of collision, that is the possibility of collision, was involved as is evident from the actual occurrence of collision. The CARROLL, 1868, 8 Wall. 302, 75 U.S. 302, 19 L.Ed. 392."

The conclusion to be drawn from these, and other decisions stating the corollary, is painfully obvious. Where there is actual collision, it will be extremely difficult for the vessel guilty of violating the applicable rule of the road, embodying the phrase "risk of collision", to prove that the "risk" did not exist.

In

All of the decisions of the admiralty courts cited here have adhered to the earliest interpretations of the phrase "risk of collision", namely, that the rules of the road are designed to prevent the "risk". Needless to say, prevention of "risk of collision" should prevent collisions themselves. In the light of the decisions concerning "risk of collision", it is obvious that the courts' interpretation of that phrase does not necessarily mean that collision be inevitable or even probable, nor even that there be danger of collision. All that is necessary to bring the particular rule into operation, and thereby impose a duty on the vessels to act accordingly, is the possibility of collision. This, it is suggested, is the key to the prevention of some collisions at sea. a given set of factual navigational circumstances, involving two or more vessels, it becomes incumbent upon the mariners of each to ascertain, at the earliest possible moment, the point at which "risk of collision" exists. earliest ascertainment of the "risk" should provide more than sufficient time and searoom for the vessels concerned to take the required action in accordance with the mandate of the rule then governing. This early ascertainment of the "risk", and concurrent compliance with the rule, should prevent the twin agonies of close quarters and unpredictable maneuvering, which invariaably leads to confusion and its natural consequence, collision itself. It is assumed that no master of a vessel or commanding officer of a warship of the line, would disagree that the prevention of those agonies is the objective of all prudent seamen.

50. The Carroll, 75 U.S. 302, 305 (1868).

The

51. Matson Nav. Co. v. Pope & Talbot, 149 F. 2d 295, 298 (9th Cir. 1945).

RECENT DECISIONS OF THE COMPTROLLER GENERAL

Prepared by the Finance Branch, Office of the Judge Advocate General

DUAL COMPENSATION ACT OF 1964

The Dual Compensation Act of 1964 (5 U.S.C.3101-3105) has passed its first year of operation and has been praised by the President as a success and significant improvement over the imbroglio of prior restrictions governing Federal civilian employment of retired service personnel (President's Report to the Congress of February 23, 1966.) During that period it has been interpreted and clarified in several decisions by the Comptroller General. In decision B-157665 of September 23, 1965, the Comptroller held that the Act's escalator clause, tying the retired pay formula to the Consumer Price Index, could be activated to raise the base figure for these computations by 4.4%. As a result, a retired Regular officer, retired prior to 1 September 1965, now employed in a Federal civilian position may receive the full salary of the civilian job, plus the first $2,088 of his military retired pay, plus one-half of any remaining retired pay. Officers retired after 1 September 1965 are limited to retention of $2,000, plus one-half of any remaining retired pay.

In several other cases the Comptroller has been asked to define more precisely what constitutes holding a Federal "civilian office or position" which will bring the Act into play. He ruled that retired officers who receive compensation for acting as attorneys for indigent defendants in Federal courts under the Criminal Justice Act of 1964 (78 Stat. 552) do not hold such an "office" even though they are technically appointed by the court and are traditionally considered "officers of the court" (Comp. Gen. B156344 of April 2, 1965). He later held that a retired Regular Army officer might be employed on a fee basis as an examining physician at an Army induction center (Comp. Gen. B-157457 of August 19, 1965). In that decision he also reached the sweeping conclusion that "fee basis contractual employment does not constitute a

civilian office" within the meaning of the Dual Compensation Act of 1964. In a still later opinion he held that employment by the U.S. Marine Corps Association was not subject to the operation of the Act because that organization was not a nonappropriated fund instrumentality of the United States (Comp. Gen. B-157727 of November 24, 1965).

One of the features of the new Act was an election provision affording retired members already employed in Government jobs the option to choose between adjustment of their retired pay under the new or the old dual compensation laws. In some situations, such as that of a retired Regular officer employed by a nonappropriated fund activity, this election was extremely valuable since such employment is included in the coverage of the new law but was totally exempt under its predecessor. A member electing continued coverage under the old law, whether it applied to him or exempted him, could maintain that status until "any appointment, reinstatement, or reemployment *** which ** follows a break in service of more than thirty days

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In decision B-157200 of October 25, 1965, the Comptroller considered the case of a retired Air Force officer who already was employed by a nonappropriated fund activity when the new Act came into effect. He chose to remain covered by the old Act and thus in an exempt status. Within one month, however, his employer's designation was changed from nonappropriated fund to appropriated fund and he was given a GS Civil Service rating. With no interruption he continued to perform the same work at the same desk for the same employer, but the Comptroller ruled that since he was now paid from appropriated funds he had lost his exemption and was now subject to reduction in retired pay under the new Act.

The JAG JOURNAL is published by the Office of the Judge Advocate General of the Navy as an informal forum for legal matters of current interest to the naval service. The objective of the JAG JOURNAL is to acquaint naval personnel with matters related to the law and to bring to notice recent developments in this field.

The JAG JOURNAL publishes material which it considers will assist in achieving this objective, but views expressed in the various articles must be considered as the views of the individual authors, not necessarily bearing the endorsement or approval of the Department of the Navy, or the Judge Advocate General, or any other Agency or Department of Government.

Invitations to submit articles are extended to all persons, whether lawyers or laymen. Articles submitted should adopt an objective rather than an argumentative approach and should be written in a manner readily understandable by the lay reader. The JOURNAL will return unpublished manuscripts if so requested, but responsibility for safe return cannot be assumed. No

compensation can be paid for articles accepted and published.

Issuance of this periodical approved in accordance with Department of the Navy Publications and Printing Regulations, NAVEXOS P-35.

REAR ADMIRAL WILFRED A. HEARN, USN Judge Advocate General of the Navy

REAR ADMIRAL ROBERT H. HARE, USN Deputy and Assistant

Judge Advocate General of the Navy

COMMANDER GARDINER M. HAIGHT, USN Editor

For sale by the Superintendent of Documents U.S. Government Printing Office, Washington, D.C. 20402 Price 25 cents (single copy). Subscription price $1.25 per year; 50 cents additional for foreign mailing.

JAG BULLETIN BOARD

NAVAL WAR COLLEGE "BLUE BOOK" SERIES

The Naval War College International Law Studies, known as the "Blue Book" series, has, since 1901, published volumes by leading authorities in various aspects of the field of international law. These studies are excellent, informative and comprehensive works and should be of interest to all naval officers, lawyer and layman alike.

Within the past year, the two most recent volumes in this series have been published. They are: International Law Studies 19571958, "Criminal Jurisdiction over Visiting Armed Forces," by Professor Roland J. Stanger; and International Law Studies 1962, "The International Law of Outer Space," by Professor Carl Q. Christol.

The publications distribution office of the

Naval War College gives the following directions for obtaining copies of the "Blue Book": All publications available through the Navy Supply System are listed in NavSandA 2002 Navy Stock List of Forms and Publications-Cognizance Symbol I and changes thereto. Each publication carries an eleven digit ordering number. Requisitions must be submitted in MILSTRIP format on DD Form 1348 to the appropriate carrying point as shown in NavSandA 2002. Training courses, including International Law Studies, are normally stocked at NSC, Norfolk and NSC, Oakland.

Certain issues of the "Blue Book" series are available by writing to the International Law Division, Naval War College, Newport, Rhode Island 02840. Any questions concerning the series should also be addressed to that Division.

SEARCH AUTHORIZED BY A COMMANDING

OFFICER: THE REQUIREMENT

OF PROBABLE CAUSE

CAPTAIN MURL A. LARKIN, USN*

It is now well-settled case law that a Commanding Officer may not act upon a "reasonably founded suspicion," but must have "probable cause" before ordering or authorizing a search. Not quite so clear is where the fine line is to be drawn between the two concepts. To assist the Commanding Officer in making this decision as a “military magistrate," Captain Larkin sets forth a definition of probable cause and provides rules to be applied to the determination of whether certain information may or may not be considered in determining its existence. He illustrates his points by setting forth factual situa tions that have been considered by the Court of Military Appeals as inadequate to support a determination of probable cause.

INCE 1959, A search of a person or of property conducted solely on the basis that it was authorized by a Commanding Officer has been unlawful-in the sense that information obtained or items seized during the search cannot be used as evidence against the person whose privacy was invaded-if the existence of "probable cause" for the search was not determined by the Commanding Officer before he authorized the search. During the ensuing seven years, however, very little guidance has been provided Commanding Officers as to what constitutes "probable cause", what information may and may not be considered in determining its existence, and what quantum of proof is required before it may be found to exist. It is the purpose of this article to collect the case law in this area and to formulate rules which may be usable by Commanding Officers in their handling of requests for authority to search.

When a Commanding Officer, or his duly designated representative, approaches the task of

*Captain Larkin is currently Director of the Military Justice Division of the Office of the Judge Advocate General. He received his LL.B. in 1939 from Southeastern University. He is a member of the bars of the District Court for the District of Columbia, the United States Supreme Court and the United States Court of Military Appeals.

1. Since the U.S. Court of Military Appeals decision in United States v. Brown, 10 USCMA 482 CMR 48 (1959). See also note 5, infra.

2. Delegation of the power is authorized by paragraph 152, second subparagraph, MCM, 1951; and see also United States v. Drew, 15 USCMA 449, 35 CMR 421 (1965).

ordering or authorizing a search for evidence, he must assume the cloak of a military "magistrate", and he must act within certain preliminary requirements or his purposes will be defeated. The requirements which relate to his authority are:

a. The officer functioning as the military magistrate (i.e., the commanding officer or a proper delegatee) must act within the "jurisdictional" power granted to him by the Manual for Courts-Martial, U.S., 1951; * and

b. He must determine the existence of the legal standard known as "probable cause" before authorizing or ordering the search; and c. Within the scope of the showing of prob

3. United States v. Hartsook, 15 USCMA 291, 35 CMR 263 (1965); United States v. Drew, supra note 2.

4. Paragraph 152, second subparagraph, MCM, 1951, defines the scope of this "jurisdiction".

5. Possibly the first indication of this requirement in military law is to be found in Navy CMO 10-1922, p. 12, where the following language appears: "If under your command, you may cause them (persons in the naval service) to be searched where there is a reasonable cause for such action." [Emphasis supplied.] This requirement was, however, thereafter either overlooked, invariably fulfilled, or considered a matter not subject to review in the naval service, for no later cases have been found construing its effect or applicability. Subsequent to the enactment of the Uniform Code of Military Justice, since paragraph 152, MCM, 1951, did not mention probable cause as a requirement for a commanding officer-authorized search, apparently no thought was given to such a preliminary element prior to the decision in the case of United States v. Brown, supra note 1, where it was unequivocally held that probable cause was a requirement of a lawful Commanding Officer-authorized search.

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