Hearings, Reports and Prints of the Senate Committee on Banking and Currency, Части 1-4U.S. Government Printing Office, 1940 |
Результаты поиска по книге
Результаты 1 – 5 из 100
Стр. 33
... possible . I always dislike to be a disciplinarian but it is very difficult for the members of the subcommittee to hear a witness unless we have reasonable quiet in the room . All right , Judge Healy , you may proceed . And will you ...
... possible . I always dislike to be a disciplinarian but it is very difficult for the members of the subcommittee to hear a witness unless we have reasonable quiet in the room . All right , Judge Healy , you may proceed . And will you ...
Стр. 87
... possible for them to make money if the market had stayed up ? Mr. STERN . My personal opinion is this , that as the Founders began to be operated it required a continuing market for security distribution to enable them to do anything ...
... possible for them to make money if the market had stayed up ? Mr. STERN . My personal opinion is this , that as the Founders began to be operated it required a continuing market for security distribution to enable them to do anything ...
Стр. 103
... possible for him to do it , and I think it is a bad idea for the investment bankers to have an investment trust affiliate . I understand the law does not go quite as far as that . The law simply keeps control over the conflicting ...
... possible for him to do it , and I think it is a bad idea for the investment bankers to have an investment trust affiliate . I understand the law does not go quite as far as that . The law simply keeps control over the conflicting ...
Стр. 117
... possible dissolution of the trust should circum- stances make it desirable . The original voting trustees , Lynch , Morrison , and Cummins , who held office throughout the period during which most of the hearings were held before the ...
... possible dissolution of the trust should circum- stances make it desirable . The original voting trustees , Lynch , Morrison , and Cummins , who held office throughout the period during which most of the hearings were held before the ...
Стр. 161
... possible to fill in many details in the course of the dis- cussion of the specific provisions of the bill . Accordingly we would like to begin , later this morning , an exposition of the bill , section by section . I wish to make it ...
... possible to fill in many details in the course of the dis- cussion of the specific provisions of the bill . Accordingly we would like to begin , later this morning , an exposition of the bill , section by section . I wish to make it ...
Другие издания - Просмотреть все
Часто встречающиеся слова и выражения
abuses affiliated person amount asset value bank believe bill board of directors bonds broker Byllesby capital certificate clients committee common stock contract dividends Exchange Commission existing face-amount certificate company fact firm Founders funds holding company industry investment adviser investment banker investment counsel investment trust issue issuer Judge Healy legislation Massachusetts Investors Trust matter ment company officers open-end companies operation organized outstanding panies percent portfolio practice preferred stock present president profits prohibition provision purchase question registered investment company rules and regulations SCHENKER Securities Act Securities and Exchange securities finance security holders sell Senator HUGHES Senator TAFT Senator WAGNER chairman senior securities shareholders shares situation sold Standard stockholders subcommittee thing tion transactions type of company underwriter unit investment trust voting trust York Stock Exchange
Популярные отрывки
Стр. 27 - ... forfeiture ; but no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Стр. 26 - System, notwithstanding that such rule or regulation may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.
Стр. 34 - ... (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in...
Стр. 116 - ... as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that the applicant be subject to the obligations, duties, and liabilities imposed in this title upon subsidiary companies of holding companies.
Стр. 725 - ... to aid in the enforcement of the provisions of this title, in the prescribing of rules and regulations thereunder, or in obtaining information to serve as a basis for recommending further legislation concerning the matters to which this title relates.
Стр. 656 - director " means any director of a corporation or any person performing similar functions with respect to any organization, whether incorporated or unincorporated.
Стр. 178 - SEC. 326. Except as otherwise expressly provided, nothing in this title shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or...
Стр. 111 - Public-utility company" means an electric utility company or a gas utility company. (6) "Commission" means the Securities and Exchange Commission. (7) "Holding company" means— (A) any company which directly or indirectly owns, controls, or holds with power to vote...
Стр. 246 - No provision of this title imposing any liability shall apply to any act done or omitted in good faith in conformity with any rule, regulation, or...
Стр. 33 - ... (1) any person who within ten years has been convicted of any felony or misdemeanor involving the purchase or sale of any security or arising out of such person's conduct as an underwriter, broker, dealer, or investment adviser...