 | United States. Securities and Exchange Commission - 1945 - Страниц: 1290
..."In cases here financial statements filed with this Commission pursuant to Its rules and regulations under the Securities Act of 1933 or the Securities Exchange Act of 1934 are prepared In accordance with accounting principles for which there Is no substantial authoritative... | |
 | United States. Supreme Court - 1988 - Страниц: 970
...insight to realize that such a plaintiff would pursue his case under RICO rather than do so solely under the Securities Act of 1933 or the Securities Exchange Act of 1934, which provide both express and implied causes of action for violations of the federal securities laws.... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1936 - Страниц: 140
...connection with the purchase or sale of any security; or (4) has wilfully violated any provision of the Securities Act of 1933 or the Securities Exchange Act of 1934 or any rule or regulation duly promulgated thereunder; or (5) has committed any fraud or engaged in... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - Страниц: 580
...years, or both. EFFECT ON EXISTING LAW SEC. 24. Nothing in this Act shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935, over any person, security, or contract, or (2) the... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - Страниц: 580
...years, or both. EFFECT ON EXISTING LAW SEC. 24. Nothing in this Act shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935, over any person, security, or contract, or (2) the... | |
 | United States. Congress. Senate. Committee on Finance - 1939 - Страниц: 1104
...expressly provided, nothing in this to£flect on MlstinE title shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or 494|tat^. "• 88l: the Public Utility Holding Company Act of 1935, over any person, ^ u^sccbs.... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1937 - Страниц: 244
...remedies provided by this Act shall be in addition to any and all other rights and remedies that may exist under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935, or otherwise at law or in equity; but no person... | |
 | United States. Congress. Senate. Committee on the Judiciary - 1937 - Страниц: 546
...subjects covered, however, whether good, bad, or indifferent, are properly within the scope of either the Securities Act of 1933, or the Securities Exchange Act of 1934, and that the administration of such matters might more properly be left to the Securities and Exchange... | |
 | United States. Congress. Senate. Committee on the Judiciary - 1937 - Страниц: 846
...doing business in interstate commerce which have not made any public offerings since the enactment of the Securities Act of 1933 or the Securities Exchange Act of 1934, and whose securities are not listed on any national securities exchange. Accordingly, although the... | |
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SEC. 326. Except as otherwise expressly provided, nothing in this title shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or... 
