 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - Страниц: 984
...or sells a security or securities for his own account and not as a part of a regular business. (8) The term " director " means any director of a corporation...organization, whether incorporated or unincorporated. (9) The term " issuer " means any person who issues or proposes to issue any security or who guarantees... | |
 | United States. Congress. Senate. Committee on Finance - 1939 - Страниц: 1104
...officer, the cashier, the secretary, and the treasurer of a corporation, and any individual customarily performing similar functions with respect to any organization whether incorporated or unincorporated, but shall not include the chairman of the board of directors. j-erm 'indenture' means any mortgage,... | |
 | United States - 1938 - Страниц: 48
...liquidating agent of any institution or firm included in clauses (A), (B), or (C) of this paragraph. (7) The term "director" means any director of a corporation...organization, whether incorporated or unincorporated. (8) The term "issuer" means any person who issues or proposes to issue any security; except that with... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - Страниц: 1180
...or any organized group of persons whether incorporated or not ; and affiliated persons are defined in the bill so as to clearly include directors of...the definition of "company" in this bill. So I think 1 am perfectly safe in saying that Mr. Anderson's statement was entirely correct, that it would be... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - Страниц: 164
...account, either individually or in some fiduciary capacity, but not as a part of a regular business. (8) "Director" means any director of a corporation or...organization, whether incorporated or unincorporated. (9) "Exchange" means any organization, association, or group of persons, whether incorporated or unincorporated,... | |
 | United States - 1953 - Страниц: 1692
...liquidating agent of any institution or firm included in clauses (A) , (B) , or (C) of this paragraph. (7) him may tend to incriminate him or subject him to a penalty or forfeiture; (8) The term "issuer" means any person who issues or proposes to issue any security; except that with... | |
 | 1995 - Страниц: 546
...buying, selling, or otherwise dealing or trading in securities issued by another person. (13) Director. The term "director" means any director of a corporation...organization whether incorporated or unincorporated. (14) Eligibility record date. The term "eligibility record date" means the record date for determining... | |
 | 1988 - Страниц: 536
...represents a foreign security or a multiple of or fraction thereof deposited with a depositary. Director. The term "director" means any director of a corporation...similar functions with respect to any organization 17 CFR Ch. II (4-1-88 Edition) whether incorporated or unincorporated. Dividend or interest reinvestment... | |
 | 1995 - Страниц: 918
...partnership that has been licensed by the SBA as a Small Business Investment Company. (2) "Directors" means any director of a corporation or any person performing similar functions with respect to any licensee whether incorporated or unincorporated. (3) "Executive Officer" means the president, vice... | |
 | 1998 - Страниц: 784
...foreign security or a mul; tiple of or fraction thereof deposited ; with a depositary. I Director. The term director means any • director of a corporation or any person performing similar functions with re• spect to any organization whether ini corporate«! or unincorporated. I Dividend or interest... | |
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director " means any director of a corporation or any person performing similar functions with respect to any organization, whether incorporated or unincorporated. 
