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FEDERAL INFORMATION SYSTEMS AND PLANS— IMPLICATIONS AND ISSUES (PART 3)

HEARINGS

BEFORE A

SUBCOMMITTEE OF THE

COMMITTEE ON

GOVERNMENT OPERATIONS
HOUSE OF REPRESENTATIVES

NINETY-THIRD CONGRESS

SECOND SESSION

JANUARY 29, 31; AND FEBRUARY 5, 1974

Printed for the use of the Committee on Government Operations

U.S. GOVERNMENT PRINTING OFFICE

WASHINGTON: 1974

For sale by the Superintendent of Documents, U.S. Government Printing Office
Washington, D.C. 20402 - Price $3

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COMMITTEE ON GOVERNMENT OPERATIONS

JACK BROOKS, Texas

CHET HOLIFIELD, California, Chairman

L. H. FOUNTAIN, North Carolina
ROBERT E. JONES, Alabama

JOHN E. MOSS, California
DANTE B. FASCELL, Florida
HENRY S. REUSS, Wisconsin

TORBERT H. MACDONALD, Massachusetts
WILLIAM S. MOORHEAD, Pennsylvania
WM. J. RANDALL, Missouri

BENJAMIN S. ROSENTHAL, New York
JIM WRIGHT, Texas

FERNAND J. ST GERMAIN, Rhode Island
JOHN C. CULVER, Iowa

FLOYD V. HICKS, Washington
DON FUQUA, Florida

JOHN CONYERS, JR., Michigan
BILL ALEXANDER, Arkansas

BELLA S. ABZUG, New York

HAROLD D. DONOHUE, Massachusetts
JAMES V. STANTON, Ohio
LEO J. RYAN, California
CARDISS COLLINS, Illinois

FRANK HORTON, New York
JOHN N. ERLENBORN, Illinois
JOHN W. WYDLER, New York
CLARENCE J. BROWN, Ohio
GUY VANDER JAGT, Michigan
GILBERT GUDE, Maryland

PAUL N. MCCLOSKEY, JR., California
JOHN H. BUCHANAN, JR., Alabama
SAM STEIGER, Arizona
GARRY BROWN, Michigan
CHARLES THONE, Nebraska
RICHARD W. MALLARY, Vermont
STANFORD E. PARRIS, Virginia
RALPH S. REGULA, Ohio
ANDREW J. HINSHAW, California
ALAN STEELMAN, Texas

JOEL PRITCHARD, Washington
ROBERT P. HANRAHAN, Illinois

HERBERT ROBACK, Staff Director
ELMER W. HENDERSON, General Counsel
MILES Q. ROMNEY, Counsel-Administrator
DOUGLAS G. DAHLIN, A88ociate Counsel

J. P. CARLSON, Minority Counsel

WARREN B. BUHLER, Minority Professional Staff

FOREIGN OPERATIONS AND GOVERNMENT INFORMATION SUBCOMMITTEE

WILLIAM S. MOORHEAD, Pennsylvania, Chairman

JOHN E. MOSS, California

JOHN N. ERLENBORN, Illinois

TORBERT H. MACDONALD, Massachusetts PAUL N. MCCLOSKEY, JR., California JIM WRIGHT, Texas

BILL ALEXANDER, Arkansas BELLA S. ABZUG, New York JAMES V. STANTON, Ohio

CHET HOLIFIELD, California

GILBERT GUDE, Maryland

CHARLES THONE, Nebraska RALPH S. REGULA, Ohio

EX OFFICIO

FRANK HORTON, Kew York

WILLIAM G. PHILLIPS, Staff Director

NORMAN G. CORNISH, Deputy Staff Director

HAROLD F. WHITTINGTON, Professional Staff Member
L. JAMES KRONFELD, Counsel

MARTHA M. DOTY, Clerk
NANCY E. WENZEL, Secretary

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MacRae, Duncan, Jr.

Oettinger, Dr. Anthony G...

Thompson, William P., stated clerk, United Presbyterian Church of
the United States of America; accompanied by Alice Wimer, staff
associate for civil and religious liberty of the program agency of the
United Presbyterian Church..

Zurkowski, Paul G., president, Information Industry Association_
Letters, statements, etc., submitted for the record by-

Adler, James B., publisher, Congressional Information Service: State-
ment and other material relative to the hearings___

Aines, Andrew:

Recommendations made by the panel on legal aspects of informa-

948

998

904

835

870-880

Statement__.

1042-1048

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Garfield, Dr. Eugene, president, Institute for Scientific Information:
Sundry material relative to the hearings--

884-891

Horowitz, Andrew, the Network Project, Columbia University, New
York City, statement..

980-983

McCloskey, Peter F., president, Computer Business Equipment
Manufacturers Association: Statement and related material_ _ _ 949-967

MacRae, Duncan, Jr., statement_

Mandelbaum, Dr. Seymour J., statement.

Article from the New York Times of November 25, 1972, by
Walter Sullivan, entitled "New Microfilm Method Puts a Book
on Sheet of Film".
__1067-1068

Letters, statements, etc., submitted for the record by-Continued Oettinger, Dr. Anthony G.: Harvard University publications relative to the hearings.

Page

1004-1036

Thompson, William P., stated clerk, United Presbyterian Church of the United States of America: Publication entitled "The Preservation of Privacy," and other material relative to the hearings____ 909-9 Zurkowski, Paul G., president, Information Industry Association: Excerpts from Business Week issue of January 26, 1974.__ Statement and other material relative to the hearings.. APPENDIXES

39

894-897 836-863

Appendix 1.-Copy of the Swedish Data Act and accompanying explana-
tion...
Appendix 2.-Letter and papers presented by Dr. Anthony G. Oettinger...
Appendix 3.-Government looks at privacy and security in computer sys-
tems, a summary of a conference held at the National Bureau of Stand-
ards, Gaithersburg, Md., November 19-20, 1973--
Appendix 4.-Article from the Wall Street Journal entitled "A Communi-
cations Revolution?" by Douglass Cater, dated August 6, 1973__
Appendix 5.-Article from Science entitled "Systems for Technological In-
formation Transfer" by William T. Knox, dated August 3, 1973-
Appendix 6.-Statement submitted by Alan F. Westin, professor of public
law and government, Columbia University, New York, N. Y., for the
American Civil Liberties Union..

1095

1103

1130

1175

1178

1184

FEDERAL INFORMATION SYSTEMS AND PLANS

IMPLICATIONS AND ISSUES

(Part 3)

TUESDAY, JANUARY 29, 1974

HOUSE OF REPRESENTATIVES,

FOREIGN OPERATIONS AND

GOVERNMENT INFORMATION SUBCOMMITTEE

OF THE COMMITTEE ON GOVERNMENT OPERATIONS,

Washington, D.C. The subcommittee met, pursuant to notice, at 10 a.m., in room 2203, Rayburn House Office Building, Hon. William S. Moorhead (chairman of the subcommittee) presiding.

Present: Representatives William S. Moorhead, Bill Alexander, James V. Stanton, and Gilbert Gude.

Also present: William G. Phillips, staff director; Norman G. Cornish, deputy staff director; and Stephen M. Daniels, minority professional staff, Committee on Government Operations.

Mr. MOORHEAD. The Subcommittee on Foreign Operations and Government Information will please come to order.

The subcommittee today begins a third and final series of hearings on Federal use of advanced information and communications technology. Today, and on January 31 and February 5 we expect to conclude this investigation which was initiated 1 year ago.

During the course of hearings held in April, June, and July of 1973, the subcommittee's inquiries turned up a large number of problems and questions regarding advanced information and communications technology-some might say too many. We learned, I think, that the general questions of how well, and how much, the Federal Government is making good use of these technologies will not easily be resolved.

It became apparent that, as a practical matter, the subcommittee could not attempt to investigate and analyze all aspects of this complex matter at this time. Instead, we determined that it would be most useful to select a number of issues and invite a final group of witnesses to address those issues that are considered to be the most important and most in need of resolution.

The issues selected as the focus of these hearings cover five key areas: (1) the degree of sophistication of information technology used by Federal agencies; (2) the effectiveness of Federal research and development efforts in this area; (3) safeguards for private information in Federal systems; (4) public access to information in Federal systems; and, (5) Federal structures for planning, designing, and regulating the use of this technology by the Government itself.

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